MAS规定公司出让自己股权融资时许可证豁免声明

Special statement:

Asia Singapore Real Estate Fund is an entity company with its own real estate projects, not a third-party company providing financial services, so our private equity financing is a financing project that is exempted from applying for a third-party financial services license from MAS. Our financing crowd, investors must be qualified investors with certain economic strength.

The following are the exemptions related to MAS:

特别声明：

亚洲新加坡房地产基金是一个拥有自己房地产项目的实体公司，不是提供金融服务的第三方公司，因此我们的私募股权融资是被豁免向MAS申请第三方金融服务许可证的融资项目。我们的融资人群，投资人必须是有一定经济实力的符合条件合格的投资人。

下面是MAS的豁免相关规定：

What licensing exemptions are available?

Examples of exemptions available for dealing in capital markets products that are securities include:

• If a company deals in bonds with accredited investors, expert investors or institutional investors.

• If a company trades for its own account or a related company’s account (i.e. proprietary trading) with or through regulated financial institutions.

• If a company is already licensed by MAS as a bank, merchant bank, finance company or insurance company. The company will however be required to comply with the representative notification, and business conduct requirements under the SFA. The company should notify MAS by submitting Form 26 within 14 days prior to commencing the regulated activity under the SFA.

Examples of exemptions available for fund management are:

• If a company manages a pool of immovable assets for accredited and institutional investors;

• If a company manages funds for related corporations; or

• If a company manages moneys belonging to a single group of related family members.

More information on licensing exemptions can be found in Section 99 of the SFA and the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (SF(LCB)R) .

有哪些许可豁免？

可用于交易作为证券的资本市场产品的豁免示例包括：

• 如果一家公司与合格投资者、专家投资者或机构投资者进行债券交易。

• 如果一家公司为自己的账户或相关公司的账户与或通过受监管的金融机构进行交易（即自营交易）。

• 如果一家公司已获得 MAS 的银行、商业银行、金融公司或保险公司的许可。但是，公司将被要求遵守 SFA 下的代表通知和商业行为要求。 公司应在开始 SFA 规定的受监管活动前 14 天内通过提交表格 26通知 MAS。

可用于基金管理的豁免示例如下：

• 如果一家公司为认可和机构投资者管理一组不动产；

• 如果一家公司为关联公司管理资金；或者

• 如果一家公司管理属于一组相关家庭成员的资金。

有关许可豁免的更多信息，请参阅 SFA 第 99 条 和《证券和期货（许可和商业行为）条例》（SF(LCB)R）附表二 .

招股说明书的要求和豁免是什么？

在 SCF 运营商平台上发行证券的公司必须向投资者发布招股说明书，除非该报价属于 SFA 规定的豁免范围之一。

招股说明书豁免适用于以下优惠：

• 在任何 12 个月内筹集不超过 500 万美元的个人报价；

• 在任何 12 个月内向不超过 50 人提供优惠；

• 向机构投资者提供的要约；和 • 向合格投资者和家庭成员提供的要约。

有关招股说明书豁免的更多信息，请参阅 SFA 第 272 至 279 条 .